Genomic Characterization of HIV-1 Isolates from Ethiopian Patients: Baseline Studies on Antiretroviral Drug Resistance and Sub-type Variations

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Date

2011-05

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Addis Ababa University

Abstract

Background: Several studies were conducted in the past two decades in Ethiopia to understand the genotypic characteristics of prevalent HIV subtypes in the country. However, the majority of the information gathered relied on sequencing of the envelope and a certain portion of the gag gene fragments of the HIV genome. Considering the facts that relying only on sequencing of the env and gag regions has inherent inadequacy in characterizing HIV subtypes, that long time has elapsed since genomic characterization of HIV isolates in Ethiopia, that non-C subtypes have expanded in the neighboring countries, and that a new selective pressure coming from the recently initiated ARV treatment has been introduce into current HIV isolates circulating in the country as a consequence of which new HIV subtypes might be currently circulating in the country, this PhD study was, therefore, undertaken to understand the genomic characteristics of HIV isolates from ARV drug-naïve and drug-experienced persons by sequencing the protease (PR) and reverse transcriptase (RT) genes using standard RT-PCR/PCR amplification and genome sequencing protocols. In addition, two test evaluation studies were carried out: one on use of In house brewed genotyping system, and the other on use of DBS as source of specimen for genotypic HIV drug resistance monitoring. Materials and Methods: Different set of criteria were used to select eligible HIV-infected people to take part in three study groups: recently infected drug-naïve antenatal care (ANC) attendee pregnant women (recent drug-naïve), chronically infected drug-naïve but who were eligible to start ART (chronic drug-naïve), and chronically infected heavily treated patients (chronic drug-experienced). For drug resistance assays, list of mutations from three algorithms were utilized. For evaluations of the performance of In-house genotyping system and DBS as source sample, the commercial genotyping system ViroSeq TM and plasma samples, respectively, were used as standards. Mean nucleotide similarities of paired sequences generated from Inhouse/ViroSeq TM genotyping system and DBS/plasma were determined on pairwise alignment sequences using ClustalW multiple alignment program in BioEdit Version 7.0.9.0 software. For other purposes, FASTA-formatted nucleotide and amino acid sequences were aligned and analyzed using various on-line and off-line software. Descriptive, χ2 test, and Student t test statistical data analyses were used as appropriate, with significant level of 0.05. Results: Among chronically infected participant groups, 74% of drug-naïve and 84% of drug-experienced participants were in the advanced WHO clinical stages III and IV at baseline. Nearly 92% of chronic drug-naïve patients had CD4+ count of <200 cells/µL, and 70% had over 100,000 copies/ml of plasma viral RNA. Mean baseline CD4+ T cell count for chronic drug-experienced patients was ~114 cells/µL. Moreover, mean plasma viral RNA and mean CD4+ T cell counts for these patients at the time of genotyping were 289,128 copies/ml and 238 cells/µL, respectively, after median treatment duration of 42 months. The performance of the In–house genotyping system relative to the performance of the commercial ViroSeq TM genotyping system both in amplifying and genotyping the specimens in this study was 100%. It had also mean concordance value of 98.72% at the nucleotide level. Similarly, the performance of DBS as specimen for drug resistance genotyping relative to the performance of plasma specimens was 100% for both amplification and genotyping. The mean nucleotide concordance rate between paired DBS/plasma sequences was 98.82%. The prevalence of transmitted drug resistance mutations was 4.9% among recent drug-naïve persons. Among chronically infected drug-naïve patients, 22 major resistance mutations were detected: eight against PIs, eight against NRTIs, and 6 against NNRTIs. Virological treatment failure among treatment experienced patients was 31%; 70% of successfully genotyped viremic specimens harbored at least one confirmed major drug resistance mutation from any class. Drug class-wide mutations were 3% against PIs, 62% against NRTIs, 68% against NNRTIs, 61% against any NRTI and NNRTI double class mutations, and 3% against all the three classes of drugs in use. Nearly 37% of D4T- and 20% of AZT containing initial regimens were responsible for selection of at least one NRTI resistance mutations. Of the initial drug regimens, ~27% of treated patients with NVP-containing regimens or ~55% of NVP exposed patients with genotyped viral isolates harbored at least one major NNRTI resistance mutation. Likewise, ~29% of all EFV-treated patients or 96% of EFV-exposed patients with genotyped viral isolates had at least one NNRTI resistance mutation. With regards to subtype distribution among the study participants, ~96% of the sequences tested were of subtype C both at PR and RT genes. Sequences from two individuals (1%) were identified as subtype B, while the remaining 3% were subtyped, at least by one genotyping algorithm, as mosaic forms at the PR and RT genes; including four (2%) BCs, one (0.5%) CRF_02AG (or BG? or ABG?), and one (0.5%) A1D. Analysis of genome diversity among the three groups of study participants showed that while certain non resistance mutations had high prevalence in all the three groups, others showed differential occurrences. Synonymous/non-synonymous substitution analysis and test of Shannon Entropy have also shown genome diversity differences among the three groups with distinct positional patterns, diversity at certain patches in the RT region being most prominent. Discussions and Conclusions: Among chronically infected patients, the high baseline viral RNA load, low CD4+ T cell count, and more persons in clinical stages III and IV during treatment initiation show that treatment was started late after the patients’ virological, immunological and clinical conditions have already been deteriorated. These poor baseline conditions were probably reflected by the high viral load values and low CD4+ T cell counts observed after treatment period of over three years among heavily treated patients. The transmitted drug resistance mutation rate documented in this study was in the WHO’s ‘low prevalence category’. However, more surveillance works of greater scope are required in terms of both geographic coverage and study population in order to understand the current prevalence of transmitted drug resistance. The detection of 22 drug resistance mutations among drug-naïve patients starting ART indicates the need for undertaking resistance testing before initiating therapy whenever settings allow. Among drug experienced patients, the most important drugs which were associated with NRTI and NNRTI resistance mutations were D4T and EFV, respectively. Suboptimal therapy could be the source of resistance mutations against these two drugs. It could also be due to impaired absorption of the two drugs, as the pharmacokinetics of ART drugs have not been investigated under the settings of Ethiopian patients. This therefore calls for the need to conduct therapeutic drug monitoring (TDM) at least in research settings on Ethiopian patients taking the various drugs. A lot of so-called non-resistance mutations occurred at positions known to confer resistance. Since most resistance/non-resistance mutation identification was done based on subtype B genetic background, and since virus variants behave differently under different settings, it would be of great benefit if phenotypic drug resistance profiles of isolates from Ethiopia with these non-resistance mutations are investigated. With regards to subtype distribution, the overwhelming majority of the isolates belonged to subtype C at the pol region investigated in this study, showing that still this subtype has not been replaced by any other in Ethiopia. However, variants with mosaic genomic regions have been detected, showing the possibility of finding subtypes other than C, particularly recombinant forms, if further sequencing is made from genomic region larger than the PR and RT regions. Because of discrepancies between various genotyping algorithms in assigning subtypes, and because none of these mosaic forms had exact similarity with those previously known subtype identity, the mosaic variants identified in this study might be considered as Unique Recombinant Forms (URFs). Worth noting, however, is the population sequencing method used in this study might have masked presence of minority populations both in terms of variants with drug resistance mutations and those with different subtype profiles. In the latter case, use of only the short pol region might have contributed to the ambiguity of subtype identification in the non-C isolates detected in this study.

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Keywords

HIV-1,Ethiopian Patients,Antiretroviral Drug Resistance

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